Herbrand’s theorem is a central fact about classical logic, [9, 10]. It provides a constructive method for associating, with each first-order formula X, a sequence of formulas X1, X2, X3, . . . , so that X has a first-order proof if and only if some Xi is a tautology. Herbrand’s theorem serves as a constructive alternative to..

We use Herbrand’s theorem to give a new proof that Euclid’s parallel axiom is not derivable from the other axioms of first-order Euclidean geometry. Previous proofs involve constructing models of non-Euclidean geometry. This proof uses a very old and basic theorem of logic together with some simple properties of ruler-and-compass constructions to give a short, simple, and intuitively appealing proof.

We study the formal first order system TIND in the standard language of Gentzen's LK . TIND extends LK by the purely logical rule of term-induction, that is a restricted induction principle, deriving numerals instead of arbitrary terms. This rule may be conceived as the logical image of full induction.

We develop a version of Herbrand's theorem for continuous logic and use it to prove that definable functions in infinite-dimensional Hilbert spaces are piecewise approximable by affine functions. We obtain similar results for definable functions in Hilbert spaces expanded by a group of generic unitary operators and Hilbert spaces expanded by a generic subspace. We also show how Herbrand's theorem can be used to characterize definable functions in absolutely ubiquitous structures from classical logic.

Using Heijenoort’s unpublished generalized rules of quantification, we discuss the proof of Herbrand’s Fundamental Theorem in the form of Heijenoort’s correction of Herbrand’s “False Lemma” and present a didactic example. Although we are mainly concerned with the inner structure of Herbrand’s Fundamental Theorem and the questions of its quality and its depth, we also discuss the outer questions of its historical context and why Bernays called it “the central theorem of predicate logic” and considered (...) the form of its expression to be “concise and felicitous”. (shrink)

We study search problems and reducibilities between them with known or potential relevance to bounded arithmetic theories. Our primary objective is to understand the sets of low complexity consequences of theories Si2 and Ti2 for a small i, ideally in a rather strong sense of characterization; or, at least, in the standard sense of axiomatization. We also strive for maximum combinatorial simplicity of the characterizations and axiomatizations, eventually sufficient to prove conjectured separation results. To this end two techniques based on (...) the Herbrand's theorem are developed. They characterize/axiomatize Σb1-consequences of Σb2-definable search problems, while the method based on the more involved concept of characterization is easier and gives more transparent results. This method yields new proofs of Buss' witnessing theorem and of the relation between PLS and Σb1, and also an axiomatization of Σb1. (shrink)

Abstract.Carrying out a suggestion by Kreisel, we adapt Gödel’s functional interpretation to ordinary first-order predicate logic(PL) and thus devise an algorithm to extract Herbrand terms from PL-proofs. The extraction is carried out in an extension of PL to higher types. The algorithm consists of two main steps: first we extract a functional realizer, next we compute the β-normal-form of the realizer from which the Herbrand terms can be read off. Even though the extraction is carried out in the extended language, (...) the terms are ordinary PL-terms. In contrast to approaches to Herbrand’s theorem based on cut elimination orɛ-elimination this extraction technique is, except for the normalization step, of low polynomial complexity, fully modular and furthermore allows an analysis of the structure of the Herbrand terms, in the spirit of Kreisel ([13]), already prior to the normalization step. It is expected that the implementation of functional interpretation in Schwichtenberg’s MINLOG system can be adapted to yield an efficient Herbrand-term extraction tool. (shrink)

Herbrand's Theorem, in the form of $$\underset{\raise0.3em\hbox{$\smash{\scriptscriptstyle-}$}}{\exists } $$ -inversion lemmata for finitary and infinitary sequent calculi, is the crucial tool for the determination of the provably total function(al)s of a variety of theories. The theories are (second order extensions of) fragments of classical arithmetic; the classes of provably total functions include the elements of the Polynomial Hierarchy, the Grzegorczyk Hierarchy, and the extended Grzegorczyk Hierarchy $\mathfrak{E}^\alpha $ , α < ε0. A subsidiary aim of the paper is to (...) show that the proof theoretic methods used here are distinguished by technical elegance, conceptual clarity, and wide-ranging applicability. (shrink)

In 1957, Gödel proved that completeness for intuitionistic predicate logic HPL implies forms of Markov's Principle, MP. The result first appeared, with Kreisel's refinements and elaborations, in Kreisel. Featuring large in the Gödel-Kreisel proofs are applications of the axiom of dependent choice, DC. Also in play is a form of Herbrand's Theorem, one allowing a reduction of HPL derivations for negated prenex formulae to derivations of negations of conjunctions of suitable instances. First, we here show how to deduce Gödel's (...) results by alternative means, ones arguably more elementary than those of Kreisel. We avoid DC and Herbrand's Theorem by marshalling simple facts about negative translations and Markov's Rule. Second, the theorems of Gödel and Kreisel are commonly interpreted as demonstrating the unprovability of completeness for HPL, if means of proof are confined within strictly intuitionistic metamathematics. In the closing section, we assay some doubts about such interpretations. (shrink)

We introduce a new typed combinatory calculus with a type constructor that, to each type σ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\sigma $$\end{document}, associates the star type σ∗\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\sigma ^*$$\end{document} of the nonempty finite subsets of elements of type σ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\sigma $$\end{document}. We prove that this calculus enjoys the properties of strong normalization and confluence. With the aid of this star combinatory (...) calculus, we define a functional interpretation of first-order predicate logic and prove a corresponding soundness theorem. It is seen that each theorem of classical first-order logic is connected with certain formulas which are tautological in character. As a corollary, we reprove Herbrand’s theorem on the extraction of terms from classically provable existential statements. (shrink)

Hilbert's ε-calculus is based on an extension of the language of predicate logic by a term-forming operator εx. Two fundamental results about the ε-calculus, the first and second epsilon theorem, play a rôle similar to that which the cut-elimination theorem plays in sequent calculus. In particular, Herbrand's Theorem is a consequence of the epsilon theorems. The paper investigates the epsilon theorems and the complexity of the elimination procedure underlying their proof, as well as the length of Herbrand (...) disjunctions of existential theorems obtained by this elimination procedure. (shrink)

We give some lectures on the work on formal logic of Jacques Herbrand, and sketch his life and his influence on automated theorem proving. The intended audience ranges from students interested in logic over historians to logicians. Besides the well-known correction of Herbrand’s False Lemma by Goedel and Dreben, we also present the hardly known unpublished correction of Heijenoort and its consequences on Herbrand’s Modus Ponens Elimination. Besides Herbrand’s Fundamental Theorem and its relation to the (...) Loewenheim-Skolem-Theorem, we carefully investigate Herbrand’s notion of intuitionism in connection with his notion of falsehood in an infinite domain. We sketch Herbrand’s two proofs of the consistency of arithmetic and his notion of a recursive function, and last but not least, present the correct original text of his unification algorithm with a new translation. (shrink)

A previously unexplored method, combining logical and mathematical elements, is shown to yield substantial numerical improvements in the area of Diophantine approximations. Kreisel illustrated the method abstractly by noting that effective bounds on the number of elements are ensured if Herbrand terms from ineffective proofs of Σ 2 -finiteness theorems satisfy certain simple growth conditions. Here several efficient growth conditions for the same purpose are presented that are actually satisfied in practice, in particular, by the proofs of Roth's theorem (...) due to Roth himself and to Esnault and Viehweg. The analysis of the former yields an exponential bound of order exp(70ε -2 d 2 ) in place of exp(285ε -2 d 2 ) given by Davenport and Roth in 1955, where α is (real) algebraic of degree d ≥ 2 and $|\alpha - pq^{-1}| . (Thus the new bound is less than the fourth root of the old one.) The new bounds extracted from the other proof are polynomial of low degree (in ε -1 and log d). Corollaries: Apart from a new bound for the number of solutions of the corresponding Diophantine equations and inequalities (among them Thue's inequality), $\log \log q_\nu , where q ν are the denominators of the convergents to the continued fraction of α. (shrink)

Some quantitative results obtained by proof mining take the form of Herbrand disjunctions that may depend on additional parameters. We attempt to elucidate this fact through an extension to first-order arithmetic of the proof of Herbrand’s theorem due to Gerhardy and Kohlenbach which uses the functional interpretation.

Gödel's second incompleteness theorem is proved for Herbrand consistency of some arithmetical theories with bounded induction, by using a technique of logarithmic shrinking the witnesses of bounded formulas, due to Z. Adamowicz [Herbrand consistency and bounded arithmetic, Fundamenta Mathematical vol. 171 (2002), pp. 279-292]. In that paper, it was shown that one cannot always shrink the witness of a bounded formula logarithmically, but in the presence of Herbrand consistency, for theories I∆₀+ Ωm, with m ≥ 2, any witness for (...) any bounded formula can be shortened logarithmically. This immediately implies the unprovability of Herbrand consistency of a theory T ⊇ I∆₀ + Ω₂ in t itself. In this paper, the above results are generalized for I∆₀ + Ω₁. Also after tailoring the definition of Herbrand consistency for I∆₀ we prove the corresponding theorems for I∆₀. Thus the Herbrand version of Gödel's second incompleteness theorem follows for the theories I∆₀ + Ω₁ and I∆₀. (shrink)

ABSTRACT In this paper we state and prove Herbrand's properties for two modal systems, namely T and S4, thus adapting a previous result obtained for the system D [CIA 86a] to such theories. These properties allow the first order extension?along the lines of [CIA 91]?of the resolution method defined in [ENJ 86] for the corresponding propositional modal systems. In fact, the Herbrand-style procedures proposed here treat quantifiers in a uniform way, that suggests the definition of a restricted notion of unification (...) for quantifier free modal formulae obtained by means of a Skolem-like procedure. The differences among the three systems considered, D, T and S4, are taken into account by preliminary propositional transformations of the formulae, in such a way that the problem of quantifier elimination can be treated within the same pattern in the different systems. The methods employed to prove the fundamental theorems are purely proof-theoretical and make use of the formalization of the considered modal theories in terms of sequent calculi, where the cut elimination theorem holds. (shrink)

Any intermediate propositional logic can be extended to a calculus with epsilon- and tau-operators and critical formulas. For classical logic, this results in Hilbert’s $\varepsilon $ -calculus. The first and second $\varepsilon $ -theorems for classical logic establish conservativity of the $\varepsilon $ -calculus over its classical base logic. It is well known that the second $\varepsilon $ -theorem fails for the intuitionistic $\varepsilon $ -calculus, as prenexation is impossible. The paper investigates the effect of adding critical $\varepsilon $ (...) - and $\tau $ -formulas and using the translation of quantifiers into $\varepsilon $ - and $\tau $ -terms to intermediate logics. It is shown that conservativity over the propositional base logic also holds for such intermediate ${\varepsilon \tau }$ -calculi. The “extended” first $\varepsilon $ -theorem holds if the base logic is finite-valued Gödel–Dummett logic, and fails otherwise, but holds for certain provable formulas in infinite-valued Gödel logic. The second $\varepsilon $ -theorem also holds for finite-valued first-order Gödel logics. The methods used to prove the extended first $\varepsilon $ -theorem for infinite-valued Gödel logic suggest applications to theories of arithmetic. (shrink)

We formulate Hilbert’s epsilon calculus in the context of expansion proofs. This leads to a simplified proof of the epsilon theorems by disposing of the need for prenexification, Skolemisation, and their respective inverse transformations. We observe that the natural notion of cut in the epsilon calculus is associative.

We formalize the notion of Herbrand Consistency in an appropriate way for bounded arithmetics, and show the existence of a finite fragment of IΔ0 whose Herbrand Consistency is not provable in IΔ0. We also show the existence of an IΔ0-derivable Π1-sentence such that IΔ0 cannot prove its Herbrand Consistency.

Let be the fragment of elementary Peano arithmetic in which induction is restricted to -formulas. More than three decades ago, Parsons showed that the provably total functions of are exactly the primitive recursive functions. In this paper, we observe that Parsons' result is a consequence of Herbrand's theorem concerning the -consequences of universal theories. We give a self-contained proof requiring only basic knowledge of mathematical logic.

Hilbert's plan for understanding the concept of infinity required the elimination of non‐finitist machinery from proofs of finitist assertions. The failure of the original plan leads to a hierarchy of progressively less elementary, but still constructive methods instead of finitist ones . A mathematical proof of this failure requires a definition of « finitist ».—The paper sketches the three principal methods for the syntactic analysis of non‐constructive mathematics, the resulting consistency proofs and constructive interpretations, modelled on Herbrand's theorem, and (...) their mathematical and logical consequences. A characterization of finitist proofs is sketched. A remark on the completeness of the predicate calculus concludes the paper. Throughout open problems and alternative approaches are emphasized.ZusammenfassungHilbert sah das Verstehen des Begriffs des Unendlichen in der Eliminierung nichtfiniter Methoden aus Beweisen finiter Sätze. Das Versagen dieses Unternehmens führt zu einer Hierarchic progressiv weniger elementarer, aber noch konstruktiver Methoden, statt der finiten . Ein Unmöglichkeitsbeweis des ursprünglichen Planes setzt eine Definition von « finit » voraus.—Die drei wichtigsten Methoden der syntaktischen Analyse nichtkonstruktiver mathematischer Theorien, die daraus gewonnenen Widerspruchsfreiheitsbeweise and konstruktiven Interpretationen and deren mathematische and logische Anwendungen werden besprochen. Eine Prazisierung des Begriffs « finit » wird skizziert. Eine Bemerkung zur Vollstandigkeit des engeren Funktionenkalküls beschliesst die Abhandlung.—Oflene Fragen and komplementare Fragestellungen werden betont. (shrink)

Gentzen’s sequent calculi LK and LJ are landmark proof systems. They identify the structural rules of weakening and contraction as notable inference rules, and they allow for an elegant statement and proof of both cut elimination and consistency for classical and intuitionistic logics. Among the undesirable features of those sequent calculi is that their inferences rules are low-level and frequently permute over each other. As a result, large-scale structures within sequent calculus proofs are hard to identify. In this paper, we (...) present a different approach to designing a sequent calculus for classical logic. Starting with Gentzen’s LK proof system, we examine the proof search meaning of his inference rules and classify those rules as involving either don’t care nondeterminism or don’t know nondeterminism. Based on that classification, we design the focused proof system LKF in which inference rules belong to one of two phases of proof construction depending on which flavor of nondeterminism they involve. We then prove that the cut rule and the general form of the initial rule are admissible in LKF. Finally, by showing that the inference rules for LK are all admissible in LKF, we can give a relative completeness proof for LKF provability with respect to LK provability. We shall also apply these properties of the LKF proof system to establish other meta-theoretic properties of classical logic, including Herbrand’s theorem. (shrink)

Two young logicians, whose work had a dramatic impact on the direction of logic, exchanged two letters in early 1931. Jacques Herbrand initiated the correspondence on 7 April and Kurt Gödel responded on 25 July, just two days before Herbrand died in a mountaineering accident at La Bérarde (Isère). Herbrand's letter played a significant role in the development of computability theory. Gödel asserted in his 1934 Princeton Lectures and on later occasions that it suggested to him a crucial part of (...) the definition of a general recursive function. Understanding this role in detail is of great interest as the notion is absolutely central. The full text of the letter had not been available until recently, and its content (as reported by Gödel) was not in accord with Herbrand's contemporaneous published work. Together, the letters reflect broader intellectual currents of the time: they are intimately linked to the discussion of the incompleteness theorems and their potential impact on Hilbert's Program. (shrink)

The $$\varepsilon $$ -elimination method of Hilbert’s $$\varepsilon $$ -calculus yields the up-to-date most direct algorithm for computing the Herbrand disjunction of an extensional formula. A central advantage is that the upper bound on the Herbrand complexity obtained is independent of the propositional structure of the proof. Prior (modern) work on Hilbert’s $$\varepsilon $$ -calculus focused mainly on the pure calculus, without equality. We clarify that this independence also holds for first-order logic with equality. Further, we provide upper bounds analyses (...) of the extended first $$\varepsilon $$ -theorem, even if the formalisation incorporates so-called $$\varepsilon $$ -equality axioms. (shrink)

Herbrand’s theorem is one of the most fundamental results about first-order logic. In the context of proof analysis, Herbrand-disjunctions are used for describing the constructive content of cut-free proofs. However, given a proof with cuts, the computation of a Herbrand-disjunction is of significant computational complexity, as the cuts in the proof have to be eliminated first.In this paper we prove a generalization of Herbrand’s theorem: From a proof with cuts, one can read off a small tautology (...) composed of instances of the end-sequent and the cut formulas. This tautology describes the proof in the following way: Each cut induces a formula stating that a disjunction of instances of the cut formula implies a conjunction of instances of the cut formula. All these cut-implications together then imply the already existing instances of the end-sequent. The proof that this formula is a tautology is carried out by transforming the instances in the proof to normal forms and using characteristic clause sets to relate them. These clause sets have first been studied in the context of cut-elimination.This extended Herbrand theorem is then applied to cut-elimination sequences in order to show that, for the computation of an Herbrand-disjunction, the knowledge of only the term substitutions performed during cut-elimination is already sufficient. (shrink)

Work on how to axiomatize the subtheories of a first-order theory in which only a proper subset of their extra-logical vocabulary is being used led to a theorem on recursive axiomatizability and to an interpolation theorem for first-order logic. There were some fortuitous events and several logicians played a helpful role.

First-order modal logics, as traditionally formulated, are not expressive enough. It is this that is behind the difficulties in formulating a good analog of Herbrand’s Theorem, as well as the well-known problems with equality, non-rigid designators, definite descriptions, and nondesignating terms. We show how all these problems disappear when modal language is made more expressive in a simple, natural way. We present a semantic tableaux system for the enhanced logic, and (very) briefly discuss implementation issues.

Let S be a deductive system such that S-derivability (⊦s) is arithmetic and sound with respect to structures of class K. From simple conditions on K and ⊦s, it follows constructively that the K-completeness of ⊦s implies MP(S), a form of Markov's Principle. If ⊦s is undecidable then MP(S) is independent of first-order Heyting arithmetic. Also, if ⊦s is undecidable and the S proof relation is decidable, then MP(S) is independent of second-order Heyting arithmetic, HAS. Lastly, when ⊦s is many-one (...) complete, MP(S) implies the usual Markov's Principle MP. An immediate corollary is that the Tarski, Beth and Kripke weak completeness theorems for the negative fragment of intuitionistic predicate logic are unobtainable in HAS. Second, each of these: weak completeness for classical predicate logic, weak completeness for the negative fragment of intuitionistic predicate logic and strong completeness for sentential logic implies MP. Beth and Kripke completeness for intuitionistic predicate or sentential logic also entail MP. These results give extensions of the theorem of Gödel and Kreisel (in [4]) that completeness for pure intuitionistic predicate logic requires MP. The assumptions of Godel and Kreisel's original proof included the Axiom of Dependent Choice and Herbrand's Theorem, no use of which is explicit in the present article. (shrink)

The epsilon calculus is a logical formalism developed by David Hilbert in the service of his program in the foundations of mathematics. The epsilon operator is a term-forming operator which replaces quantifiers in ordinary predicate logic. Specifically, in the calculus, a term εx A denotes some x satisfying A(x), if there is one. In Hilbert's Program, the epsilon terms play the role of ideal elements; the aim of Hilbert's finitistic consistency proofs is to give a procedure which removes such terms (...) from a formal proof. The procedures by which this is to be carried out are based on Hilbert's epsilon substitution method. The epsilon calculus, however, has applications in other contexts as well. The first general application of the epsilon calculus was in Hilbert's epsilon theorems, which in turn provide the basis for the first correct proof of Herbrand's theorem. More recently, variants of the epsilon operator have been applied in linguistics and linguistic philosophy to deal with anaphoric pronouns. (shrink)

A uniform construction for sequent calculi for finite-valued first-order logics with distribution quantifiers is exhibited. Completeness, cut-elimination and midsequent theorems are established. As an application, an analog of Herbrand’s theorem for the four-valued knowledge-representation logic of Belnap and Ginsberg is presented. It is indicated how this theorem can be used for reasoning about knowledge bases with incomplete and inconsistent information.

By a result of Paris and Friedman, the collection axiom schema for $\Sigma_{n+1}$ formulas, $B\Sigma_{n+1}$ , is $\Pi_{n+2}$ conservative over $I\Sigma_n$ . We give a new proof-theoretic proof of this theorem, which is based on a reduction of $B\Sigma_n$ to a version of collection rule and a subsequent analysis of this rule via Herbrand's theorem. A generalization of this method allows us to improve known results on reflection principles for $B\Sigma_n$ and to answer some technical questions left open (...) by Sieg [23] and Hájek [9]. We also give a new proof of independence of $B\Sigma_{n+1}$ over $I\Sigma_n$ by a direct recursion-theoretic argument and answer an open problem formulated by Gaifman and Dimitracopoulos [8]. (shrink)

Classical proof forests are a proof formalism for first-order classical logic based on Herbrand’s Theorem and backtracking games in the style of Coquand. First described by Miller in a cut-free setting as an economical representation of first-order and higher-order classical proof, defining features of the forests are a strict focus on witnessing terms for quantifiers and the absence of inessential structure, or ‘bureaucracy’.This paper presents classical proof forests as a graphical proof formalism and investigates the possibility of composing (...) forests by cut-elimination. Cut-reduction steps take the form of a local rewrite relation that arises from the structure of the forests in a natural way. Yet reductions, which are significantly different from those of the sequent calculus, are combinatorially intricate and do not exclude the possibility of infinite reduction traces, of which an example is given.Cut-elimination, in the form of a weak normalisation theorem, is obtained using a modified version of the rewrite relation inspired by the game-theoretic interpretation of the forests. It is conjectured that the modified reduction relation is, in fact, strongly normalising. (shrink)

Deep inference is a natural generalisation of the one-sided sequent calculus where rules are allowed to apply deeply inside formulas, much like rewrite rules in term rewriting. This freedom in applying inference rules allows to express logical systems that are difficult or impossible to express in the cut-free sequent calculus and it also allows for a more fine-grained analysis of derivations than the sequent calculus. However, the same freedom also makes it harder to carry out this analysis, in particular it (...) is harder to design cut elimination procedures. In this paper we see a cut elimination procedure for a deep inference system for classical predicate logic. As a consequence we derive Herbrand's Theorem, which we express as a factorisation of derivations. (shrink)